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BNY Mellon Corporation

Compliance Testing Specialist

BNY Mellon Lake Mary, United States
Posted 6 days ago Hybrid Permanent Competitive
K
Posted by
Keisha Braggs
Senior Talent Sourcer & Market Intelligence
The role is primarily to ensure BNY Mellon’s ongoing compliance with Regulatory and Corporate Compliance policies. This will be achieved through the following, but not limited to: Contribute to the timely execution of Global Centralized Compliance Testing reviews of business activities in accordance with Global Compliance Testing Manual methodology under the guidance of designated local CTO/CTM Participate and contribute to Compliance, Compliance Testing and business meetings and where applicable, represent Compliance Testing at meetings with the Businesses under review and/or the respective Business Compliance Officers Act as liaison between Business Compliance Officers, Compliance Testing and BNYM businesses Contribute

Excellent written and verbal communication skills with the ability to convey issues succinctly.
Understanding of Compliance Testing and audit like processes for executing reviews and documentation requirements for work performed.
Ability to think critically, have a healthy skepticism and work independently e.g., self-starter, while also following instructions from onshore US Lead Reviewers in the execution of Compliance Testing reviews
Demonstrate strong analytical skills and problem-solving capabilities
Effective time management to meet stringent deadlines, work under pressure with attention to detail, strong analytical and problem solving skill with accuracy to achieve quality results.
Obtain an understanding of BNYMellon functions, operations, US laws and regulations and their regulatory environment that impact the businesses under review
Liaise with various businesses based in the Global Centralize reviews and build cooperative relationships with the business firmwide and business partners to facilitate the management and resolution of differences
Required skills: Excellent knowledge of Computer and MS Office (Word, Excel (Pivot Tables) & PowerPoint)

Job Qualifications/Experience:

Required Education: Secondary/University Graduate in related field e.g., business, compliance, finance, accounting
Preferred Experience: Minimum of 5-7 years financial industry experience with minimum 3 years of Compliance & Risk, compliance testing, control testing and/or internal audit experience
Sound knowledge and awareness of US laws, rules and regulations.

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer. Minorities/Females/Individuals with Disabilities/Protected Veterans. Our ambition is to build the best global team – one that is representative and inclusive of the diverse talent, clients and communities we work with and serve – and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.

Job ID  32460
ABOUT COMPANY
Boston, United States
45969 Employees Investment Banking / M & A
BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecy...
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