For Recruiters
Danos Consulting

Senior Compliance Advisory Associate

Danos Consulting
London, United Kingdom
Posted 14 days ago Hybrid Contract £100,000 - £120,000 + Benefits
Tom
Posted by
Tom Harvey
Head of Research
Our client a well known leading Brokerage are looking for a Senior Compliance Associate with knowledge of Wholesale Advisory to join them on a 12 month fixed-term contract. They are looking for someone to join as soon as possible and can pay up to £120,000 plus benefits.

 

Key Responsibilities 

  • Implementation of new regulations and other projects.
  • Giving other business units direction and assistance as needed.
  • Application of appropriate compliance measures to new business endeavours and goods.
  • Overseeing and interpreting pertinent rules and regulations, as well as spotting changes that can have an impact on the firm.

Key Requirements 

  • Knowledge of applicable regulations e.g. MiFID II, CASS and of products and markets that SFL is active in: Products – Exchange traded and OTC commodities, FX and Securities.Exchanges – ICE, LME, Eurex, Euronext, EEX, LSE
  • Past experience in a similar role within financial services is essential.

Please contact Orla Crowe at Danos Consulting if you are interested in hearing more about this opportunity.

ABOUT COMPANY
London, United Kingdom
HR & Recruitment
The Danos Group provides permanent and interim Compliance, Financial Crime, Risk and Legal recruitment solutions to the world’s leading organisations....
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