For Recruiters

Sales Trading Compliance VP/ ED (Investment Banking, Commodities)

Charterhouse Partnership Singapore
Singapore
Posted 2 days ago Hybrid Permanent Highly Competitive
X
Posted by
Xuan Kwok
Recruiter
Charterhouse is supporting an international bank to source for a Sales Trading Compliance (Commodities) VP/ ED. Reporting to the Head of Fixed Income Compliance, the incumbent will be responsible for compliance processes and controls within the commodities business.

 

RESPONSIBILITIES:

 

Reporting to the Head of Department, the incumbent will be responsible for all compliance matters across the Asia Commodities business. He/ She will be required to raise compliance standards across the bank and ensure consistency in the compliance processes and controls.  

 

 

You will take ownership in monitoring the regulatory changes and advise the sales trading team on regulatory requirements. You will be required to perform annual Compliance Risk Assessment and support the team for compliance projects, head office reporting audits and inspections

 

 

REQUIREMENTS:

 

To qualify for the role, you should have

  • Prior experience working in or with a Commodities sales and trading business, with strong knowledge of its products (across energy, metals and agriculture) and practices.
  • Good understanding of other sales and trading products and practices e.g., foreign exchange, interest rates, credit, equities and/or futures.
  • Strong knowledge of Asian markets and regulatory regimes. Knowledge of US CFTC Swap Dealer regulations would be advantageous but not essential.
  • Ability to effectively review and analyse data/scenarios and apply judgment to identify risks and resolve issues in a timely manner.
  • Strong communication and interpersonal skills to effectively interact and influence internal stakeholders

 

Please contact Xuan Kwok at +65 6950 0354 or XuanK@charterhouse.com.sg for a confidential discussion

 

EA License no: 16S8066 | Reg no.: R1433611

 

Only successful candidates will be notified.

 

Job ID  Xk
ABOUT COMPANY
Singapore
HR & Recruitment
about charterhouse

Charterhouse was formed in 2003 in Australia and it has established itself as a reputed recruitment specialist in its industry. With footprints in Asia, Australasia and the Middle East, we offer professional and bespoke contingency and retained search services across a variety of industrial sectors.

For more information on how we can help you, give us a call for a confidential discussion at (65) 6435 5600.

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