Senior Specialist, Regulatory Oversight Management

  • Competitive
  • Brussels, Bruxelles-Capitale, Belgium Brussels Bruxelles-Capitale BE
  • Permanent, Full time
  • BNY Mellon
  • 21 Jul 18 2018-07-21

Senior Specialist, Regulatory Oversight Management


  • Resides in the business and manages first line of defense regulatory oversight management efforts as they relate to regulatory and policy requirements.
  • Thorough knowledge of Financial Services rules and regulations.
  • Demonstrated problem solving and analytical ability, and strong oral and written communication skills.
  • Must have the ability to supervise small teams and projects and develop solutions for regulatory oversight management issues.
  • Analyzes existing legislation, regulatory announcements, and industry practices for first line of defense compliance requirements.
  • Helps businesses develop procedures to meet compliance requirements. Implement project plans to ensure compliance with laws, rules and regulations and manage risk.
  • Provide guidance and training to entry-level employees.
  • No direct reports: provides technical advice/guidance to less experienced team members.
  • Contributes to the achievement of team objectives.
  • Supports complex projects and provides insight on interpretation of regulations.

  • Bachelors degree or the equivalent combination of education and experience is required.
  • Advanced/graduate degree preferred.
  • 5-7 years of total work experience preferred.

For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments & safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark:

Broker-Dealer and Advisor Services helps clients unlock value from their securities holdings by developing the innovative technologies, solutions and client services that make a difference in an evolving marketplace. We are focused on helping our clients around the world take advantage of the unique perspective that comes from clearing and settling equity and fixed income transactions in more than 100 markets, and managing more than $2 trillion in global collateral (including tri-party repo collateral). By enhancing clients' understanding of market opportunities, we help them achieve investment success. Our operations are backed by the power of BNY Mellon, whose global footprint and deep expertise deliver insight-driven solutions for every phase of investing. Our clients look to us for our global reach, nuanced understanding and operational excellence as we deliver securities clearance to financial institutions and corporations worldwide.

BNY Mellon is an Equal Employment Opportunity Employer.

Primary Location: Belgium-Brussels-Capital Region-Brussels
Job: General Mgmt / Admin
Internal Jobcode: 70401
Organization: CCM-HR08411
Requisition Number: 1804452